AuKing Mining Limited Prospectus

Principle number Best practice recommendation Compliance (yes/no) Explanation 5.3 A listed entity that gives a new and substantive investor or analyst presentation should release a copy of the presentation materials on the ASX Market Announcements Platform ahead of the presentation. Yes Under the Company’s Continuous Disclosure and Communications Policy, any materials distributed at analyst and media briefings will be lodged with ASX at the time of the briefing, and at investor meetings, the Company will not disclose any information that a reasonable person might regard as being price sensitive unless such information has previously been released to the market through the ASX or is otherwise already in the public domain. 6 Respect the rights of shareholders 6.1 A listed entity should provide information about itself and its governance to investors via its website. Yes Information about the Company and its operations is available on the Company Website. Information about the Company’s corporate governance (including links to the Company’s corporate governance policies and charters) can be accessed from the Company Website. 6.2 A listed entity should have an investor relations program that facilitates effective two-way communication with investors. Yes The Company has a Continuous Disclosure and Communications Policy that outlines the processes followed by the Company to ensure communication with shareholders and the investment community is effective, consistent and adheres to the principles of continuous disclosure. The Continuous Disclosure and Communications Policy is available on the Company Website. The Company uses the annual general meeting as an opportunity to allow security holders to engage in two-way communication with the Company. 6.3 A listed entity should disclose how it facilitates and encourages participation at meetings of security holders. Yes The Continuous Disclosure and Communication Policy sets out the policies and processes the Company has in place to facilitate and encourage participation at meetings of Shareholders. The Company’s annual general meeting will be convened once a year. For general meetings of security holders, a detailed notice of meeting is sent to each security holder entitled to vote containing an agenda and voting instructions. All security holders eligible to vote are encouraged to vote on all resolutions. 11. Corporate Governance continued 224