AuKing Mining Limited Prospectus

2.9 How to Apply for Offer Shares All Applicants under the Public Offer (including Existing Shareholders) should complete and lodge the Application Form, together with making payment of the Application Monies, in accordance with the instructions set out below or on the back of the Application Form. You can apply for Offer Shares under the Public Offer by either: a. completing and lodging the Application Form for New Shares contained at the end of this Prospectus in accordance with the instructions set out on the Application Form and forwarding the completed Application Form together with the amount payable for all New Shares applied for under the Public Offer so as to reach the Company by no later than 5pm (AEST) on the Public Offer Closing Date; or b. completing a paper copy of the relevant Application Form for New Shares which accompanies the electronic version of this Prospectus, both of which can be downloaded from www.aukingmining.com.au, in accordance with the instructions set out on the Application Form and forwarding the completed Application Form together with the amount payable for all New Shares applied for under the Public Offer so as to reach the Company by no later than 5pm (AEST) on the Public Offer Closing Date; or c. apply for New Shares and pay by BPAY using the online Application Form so that the amount payable is received by the Company no later than 5pm (AEST) on the Public Offer Closing Date. Alternatively, Application Forms and payment may be sent to the Lead Manager. The details of the Lead Manager’s trust account for payment of Application Monies are: Account Name: Novus Capital Trust Account Bank: Australia and New Zealand Bank Account BSB: 012 013 Account Number: 306 003 095 BIC SWIFT: ANZBAU3M Payment Reference: Applicant name and AuKing The completed Application Form along with a copy of the EFT/Bank transfer receipt should be emailed to mail@novuscapital.com.au. Applicants (including Existing Shareholders) who wish to apply for Offer Shares under the Public Offer may wish to make payment through the BPAY facility. Applicants (including Existing Shareholders) may apply for Offer Shares online and pay the Application Monies by BPAY. Applicants (including Existing Shareholders) wishing to pay by BPAY should complete the online Application Form accompanying the electronic version of this Prospectus which is available at www.aukingmining.com and follow the instructions on the online Application Form (which includes the Biller Code and your unique Customer Reference Number (CRN)). Application Monies must be received by 5pm (AEST) on the Public Offer Closing Date of 23 April 2021, keeping in mind that payments made by BPAY may take one or more business days to clear. When completing the BPAY payment, you should ensure that you use the specific Biller Code and your unique CRN provided on the online Application Form. If you do not use the correct CRN your Application will not be recognised as valid. The Application Form contains detailed instructions on how it is to be completed. An Application Form must be accompanied by a cheque in Australian dollars, crossed “not negotiable” and made payable to “AuKing Mining Limited”. Payment for the Offer Shares must be made in full at the issue price of $0.20 per Offer Share for each Offer Share subscribed. Applications for Offer Shares must be for a minimum of 10,000 Shares and then in multiples of 2,000 Shares. Applications received by the Company that do not meet these requirements may be refused at the discretion of the Directors. By way of example, an Applicant may apply for 12,000 Shares but an Application for 11,000 Shares may be refused at the discretion of the Directors. Completed Application Forms and accompanying cheques should be lodged with the Share Registry, whose address is shown in the Corporate Directory in this Prospectus and on the Application Form. Completed Application Forms and cheque(s) must be received by the Share Registry before 5.00pm (AEST) on the Closing Date of the Public Offer. Completed Application Forms and cheque(s) should be sent to the Share Registry as soon as possible after the Public Offer opens as the Directors may elect to close the Public Offer early. An Application constitutes an offer by you to subscribe for Offer Shares on the terms and conditions as contained in this Prospectus. A binding contract for the issue of Offer Shares will only be formed at the time when the Directors resolve to allot the Offer Shares to the Applicants. The Application Form does not need to be signed to constitute a binding Application. An Application may not be withdrawn after lodgement unless the Applicant is permitted to withdraw the Application Form following the issue of a replacement or supplementary prospectus in accordance with the Corporations Act . No brokerage, commission or stamp duty is payable by Applicants on the acquisition of Offer Shares under the Public Offer. AuKing Mining Limited | PROSPECTUS 33